13D Activist Fund (DDDCX) NASDAQ

Currency In USD

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13D Activist Fund

Address

225 Pictoria Drive

Cincinnati, OH 45246

United States of America (the)

Phone

631-470-2600

Sector

Financial Services

Industry

Asset Management

Employees

N/A

First IPO Date

December 11, 2012

Key Executives

N/A
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Description

The fund primarily allocates capital to common equity securities of U.S. companies across the full range of market capitalizations that are currently the focus of shareholder activism. The advisor identifies an activist as an investor who owns more than 5% of a company's shares and either has a verifiable history of activist engagement or has publicly articulated a specific agenda for change. These agendas may involve seeking Board of Directors positions, enhancing operational performance or corporate governance standards, approving a corporate merger, spinning off a business unit, or selling a significant portion of company assets. This portfolio is characterized as non-diversified.

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