LPL Financial Holdings Inc. (LPLA) NASDAQ

338.99

+4.43(+1.32%)

Updated at May 08 04:00PM

Currency In USD

LPL Financial Holdings Inc.

Address

4707 Executive Drive

San Diego, CA 92121

United States of America

Phone

800 877 7210

Sector

Financial Services

Industry

Financial - Capital Markets

Employees

9000

First IPO Date

November 18, 2010

Key Executives

NameTitlePayYear Born
Mr. Richard SteinmeierChief Executive Officer & Director2.7M1974
Ms. Althea BrownMD, Chief Legal Officer & Secretary1.5M1977
Mr. Matthew K. EnyediManaging Director of Client Success1.51M1974
Mr. Greg GatesMD and Chief Technology & Information Officer2.06M1977
Mr. Matthew Jon Audette B.S.President & Chief Financial Officer2.55M1975
Ms. Katharine ReepingSenior Vice President, Controller & Chief Accounting Officer01977
Ms. Sara DadyarMD & Chief Human Resources Officer01974
Ms. Judith Kohoskie RickettsExecutive Vice President of Operations0N/A
Mr. Marc Andrew Zabicki C.F.A.Chief Investment Officer0N/A
Robert KrivitSenior Vice President & Head of Trading0N/A

Description

LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and auction rate notes. The company also provides advisory platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market programs; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services to trusts for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.